Summary
The article outlines the responsibilities and requirements for the position of Senior Manager of Risk and Compliance at ALJ Enterprises. This role involves overseeing risk management and compliance activities across the organization and its subsidiaries, conducting audits, and leading investigations to ensure adherence to legal and regulatory standards.
Data and Details
The Senior Manager of Risk and Compliance will be responsible for:
- Planning, managing, and executing specialized audits, including defining objectives, assessing risks, and ensuring compliance with engagement standards.
- Conducting examinations of operations to verify compliance with statutes, policies, and effective operational practices.
- Assisting in the supervision of risk and compliance activities, including the development and training of associates.
- Contributing to the annual audit plan and risk assessments.
- Interviewing associates to gather information for investigations and operational reviews, analyzing audit results, and crafting recommendations for improvements.
- Preparing detailed audit and investigation reports and following up on the implementation of recommendations.
- Implementing a comprehensive risk management process, performing risk assessments and evaluations, and tailoring risk reporting to various audiences.
- Managing business continuity plans and conducting risk awareness training for associates.
- Reviewing investigation reports and collaborating with the Compliance head for final approvals.
- Developing and implementing compliance programs, overseeing compliance officers, and facilitating training initiatives.
- Liaising with regional managers on joint projects and conducting performance discussions with subordinates.
- Mentoring and developing associates, ensuring effective career progression opportunities.
Application Process
To apply for this position, candidates should follow these steps:
- Visit the application link provided below.
- Prepare your resume and cover letter, highlighting relevant experience in risk management and compliance.
- Submit your application through the online form available at the link.
